Three Ways to Beat Pandemic Fatigue
We are ALL adapting, coping and rising to the challenges of our current chaotic work environment. After nine (NINE!!) months of this, we at TOBIN continue to innovate, adapt and solve new problems. We received enthusiastic feedback from our last round of helpful ideas for working in 2020, so we thought we’d continue by sharing […]
Compliance with Confidence
Ever wonder who helps a company or fund maintain integrity and credibility when selling private securities? The answer is a managing broker-dealer like Tobin & Company Securities LLC. When a company issues a security offering without the assistance of a licensed finder, TOBIN can help ensure regulatory compliance with the myriad of our country’s securities laws […]
Turning COVID Challenges into Innovation
As businesspeople we inherently like to go places, meet people, create wealth and . . . be in control. But how do we deal with this new level of out-of-control? At Tobin & Company, we’re making adjustments that may be helpful to you. Cyber-Time With everyone working from home, Zoom has been our […]
Ever Hear Someone Say This?
At Tobin & Company, business IS personal. That means your assignment is as important to us as it is to you. Consider our Registered Representatives Program. Registered reps must adhere to a maze of FINRA procedures and requirements. Reps hire Tobin & Company to be a Compliance Officer – to keep them out of […]
Lull? Keep Biz Moving. Check Out www.tobinandco.com
Tobin & Company is a boutique investment banking firm located in Charlotte with years of Wall Street and independent experience. Click on our specialties – Software & Technology , Financial Services , Consumer , Healthcare , Business Services and Industrial Services – to see how we’ve helped board members, CEOs, attorneys and other professionals just like you. When the time is right, we’d like to show […]
Not a Good Time for a Cruise, Unless You’re Cruising Our New Website!
Click on our specialties – Software & Technology , Financial Services , Consumer , Healthcare , Business Services and Industrial Services – to see our Tombstones and learn how we’ve helped board members, CEOs, attorneys . . . people just like you. We’re a boutique investment banking firm located in Charlotte with years of Wall Street and independent experience. When the time is right, we’d like […]
Social Seclusion Sucks. Our New Website Doesn’t. Check it out.
Or peruse our specialties Software & Technology , Financial Services , Consumer , Healthcare , Business Services and Industrial Services . No doubt our proof-of-performance case histories will also interest you. We are a boutique investment banking firm with years of Wall Street experience €“ located in Charlotte. When the time is right, we’d like to show you what we can do for you, your board […]