Ever Hear Someone Say This?

Jul 23, 2020

At Tobin & Company, business IS personal.

That means your assignment is as important to us as it is to you.

Consider our Registered Representatives Program. Registered reps must adhere to a maze of FINRA procedures and requirements. Reps hire Tobin & Company to be a Compliance Officer – to keep them out of trouble by assuring that their records are clean and that their deals are done right. To that end, Tobin & Company intimately understands the complexities of your securities business.

If we don’t take compliance personally for Registered Representatives, they could be out of business.

So, the next time someone you know needs an investment banker to help make their deal a success, tell them about Tobin & Company – where business is personal.

Warm regards,
Justine Tobin
(704) 334-2772

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