Managing Broker-Dealer Operations

About

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

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Tobin & Company specializes is a variety of investment banking services that meet the needs of our growing clientele, adapting as changes in financial regulations occur.

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Beyond our knowledge and experience in investment banking, our clients appreciate that Tobin & Company has broad and deep knowledge of their specific business sectors.

Experience

Tobin & Company has 39 years of investment banking experience, including 24 years in Charlotte’s financial sector and prior engagements with top Wall Street firms.

Resources

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

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Chaperoning International Broker-Dealers

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Service Category: Managing Broker-Dealer Operations

Grubb Fitzsimons Side-Car QOF, LLC

Glen Lennox Phase One, LLC

FCP Glen Lennox, LLC

Commons FundCo, LLC

Caliber Pima Center Fundco, LLC

Caliber Opportunistic Growth Fund, LLC

Lorca FundCo, LLC

Caliber Hospitality Trust, Inc.

Caliber Core+ Growth

Boardwalk MezzCo, LLC

Do you have brokers who need to be supervised but your Managing Broker Dealer won’t do it? Ask us about our Soliciting Broker Dealer Services. We will happily work with your MBD.

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Download Our In-Depth Guide on Due Diligence