Tobin & Company Securities LLC served as the managing broker-dealer for Roberts Properties Innovation Lofts and Indigo Hotel, LLC, ensuring compliance with securities laws and requirements and providing a safe harbor throughout the capital raising process. Our team conducted due diligence to confirm the offering documents and to establish suitability of the offering. Tobin & Company also accredited investors and ensured individual suitability as well as CIP and AML clearances. The Firm also managed all necessary filings with FINRA and responses to queries by FINRA.
The Firm entered into soliciting broker-dealer agreements with brokers of the client’s choice who helped the client sell the offering to a universe of retail and institutional investors. The Firm also provided introductions to prospective individual investors who invested in the offering.
