Tobin & Company Securities LLC served as the managing broker-dealer for Grubb Properties’ offering of Fund IV. The fund was among the first in which our client engaged a Managing Broker-Dealer in order to meet regulatory requirements of this prolific fundraiser.
Our team conducted due diligence to confirm the offering documents and to establish reasonable-basis suitability of the offering. The Firm accredited investor, ensured individual suitability and completed complicated CIP compliance and AML clearances.
