Acquisition Accelerates Growth . . . If You Can Find Eligible Candidates
Most companies that seek growth through acquisition have a firm foundation from which to spring. In today’s market however, finding eligible candidates to buy is hard demand is high, supply is low, eligible candidates are not cheap and competition is fierce. Most businesses are doing great regardless of how tenuous our economy and international forces […]
Issuing Securities? Beware SEC Rule 3a4-1!
When issuing securities, navigating all SEC rules without risking regulatory intervention can be difficult and intimidating. Tobin & Company has been managing securities offerings for 20 years and our clients who issue securities tell us that SEC Rule 3a4-1 causes them the most concern because of its broad broker definition and its seemingly ambiguous legalistic […]
What To Do When Unexpected Events Prompt a Company Sale?
It May Seem Trite But No One Lives Forever It was a shock to the patient, the family, employees, and friends, when the business owner’s oncologist delivered the leukemia diagnosis. The President and CEO of the 50-year-old, international manufacturer of thermal processing equipment, Thermcraft, Inc., had worked hard his whole life nurturing and growing the business […]
How Much is Your Business Worth Today?
If you don’t know, it’s a good idea to find out. Because navigating business is like navigating geography you can’t get where you want to go if you don’t know where you are! The process for conducting a business valuation depends in large part on what kind of company is being valued. Companies that issue […]
Celebrating TOBIN’s 20th Anniversary
Super Surprised! That’s how I felt last week when I looked at my calendar and realized that February 17, 2021 is the 20th Anniversary of Tobin & Company. When I think back on the 20 years TOBIN has been around, I must admit that while it has been challenging at times, I cherish each past […]
Three Ways to Beat Pandemic Fatigue
We are ALL adapting, coping and rising to the challenges of our current chaotic work environment. After nine (NINE!!) months of this, we at TOBIN continue to innovate, adapt and solve new problems. We received enthusiastic feedback from our last round of helpful ideas for working in 2020, so we thought we’d continue by sharing […]
Compliance with Confidence
Ever wonder who helps a company or fund maintain integrity and credibility when selling private securities? The answer is a managing broker-dealer like Tobin & Company Securities LLC. When a company issues a security offering without the assistance of a licensed finder, TOBIN can help ensure regulatory compliance with the myriad of our country’s securities laws […]
Turning COVID Challenges into Innovation
As businesspeople we inherently like to go places, meet people, create wealth and . . . be in control. But how do we deal with this new level of out-of-control? At Tobin & Company, we’re making adjustments that may be helpful to you. Cyber-Time With everyone working from home, Zoom has been our […]
Ever Hear Someone Say This?
At Tobin & Company, business IS personal. That means your assignment is as important to us as it is to you. Consider our Registered Representatives Program. Registered reps must adhere to a maze of FINRA procedures and requirements. Reps hire Tobin & Company to be a Compliance Officer – to keep them out of […]
Lull? Keep Biz Moving. Check Out www.tobinandco.com
Tobin & Company is a boutique investment banking firm located in Charlotte with years of Wall Street and independent experience. Click on our specialties – Software & Technology , Financial Services , Consumer , Healthcare , Business Services and Industrial Services – to see how we’ve helped board members, CEOs, attorneys and other professionals just like you. When the time is right, we’d like to show […]