Issuing Securities? Beware SEC Rule 3a4-1!
When issuing securities, navigating all SEC rules without risking regulatory intervention can be difficult and intimidating. Tobin & Company has been managing securities offerings for 20 years and our clients who issue securities tell us that SEC Rule 3a4-1 causes them the most concern because of its broad broker definition and its seemingly ambiguous legalistic […]
What To Do When Unexpected Events Prompt a Company Sale?
It May Seem Trite But No One Lives Forever It was a shock to the patient, the family, employees, and friends, when the business owner’s oncologist delivered the leukemia diagnosis. The President and CEO of the 50-year-old, international manufacturer of thermal processing equipment, Thermcraft, Inc., had worked hard his whole life nurturing and growing the business […]
Tobin & Company Paves Way for Acquisition of Thermcraft, Inc.
Charlotte, NC – Tobin & Company Investment Banking Group has announced that the firm served as the exclusive investment bank and financial advisor for Thermcraft, Incorporated, in its recent sale to Alloy Engineering. Thermcraft was referred to TOBIN by Wells Fargo. Thermcraft chose TOBIN because of its skill in conducting a deep initial valuation analysis, its […]
Tobin & Company Investment Banking Group Welcomes New Associate
Charlotte, NC – August 18, 2021 – The most recent associate to join Tobin & Company Investment Banking Group, LLC will no doubt be a perfect fit for the 20-year-old Charlotte-based, female-owned investment banking and securities firm. A perfect fit because he has long had the name to go along with the firm. Jon Tobin, the elder […]
How Much is Your Business Worth Today?
If you don’t know, it’s a good idea to find out. Because navigating business is like navigating geography you can’t get where you want to go if you don’t know where you are! The process for conducting a business valuation depends in large part on what kind of company is being valued. Companies that issue […]
Charlotte’s First Woman-Owned Investment Banking Group Marks 20 Years in Business
Charlotte, NC – February 17, 2021 – Twenty years ago, on February 17, 2001, seven months before 9/11, Justine Tobin started Tobin Advisors, a firm that has evolved into Tobin & Company Investment Banking Group, LLC in Charlotte. Today the firm serves a variety of clients with a broad array of investment banking services including mergers & […]
Celebrating TOBIN’s 20th Anniversary
Super Surprised! That’s how I felt last week when I looked at my calendar and realized that February 17, 2021 is the 20th Anniversary of Tobin & Company. When I think back on the 20 years TOBIN has been around, I must admit that while it has been challenging at times, I cherish each past […]
Three Ways to Beat Pandemic Fatigue
We are ALL adapting, coping and rising to the challenges of our current chaotic work environment. After nine (NINE!!) months of this, we at TOBIN continue to innovate, adapt and solve new problems. We received enthusiastic feedback from our last round of helpful ideas for working in 2020, so we thought we’d continue by sharing […]
Compliance with Confidence
Ever wonder who helps a company or fund maintain integrity and credibility when selling private securities? The answer is a managing broker-dealer like Tobin & Company Securities LLC. When a company issues a security offering without the assistance of a licensed finder, TOBIN can help ensure regulatory compliance with the myriad of our country’s securities laws […]
Turning COVID Challenges into Innovation
As businesspeople we inherently like to go places, meet people, create wealth and . . . be in control. But how do we deal with this new level of out-of-control? At Tobin & Company, we’re making adjustments that may be helpful to you. Cyber-Time With everyone working from home, Zoom has been our […]