Issuing Your Opportunity Zone Fund
What are Opportunity Zones and Qualified Opportunity Funds? Opportunity Zones (OZs) are geographic areas identified by the U.S. federal government as target areas for economic development. They were designated by the Tax Cuts and Jobs Act of 2017, which offers tax incentives for investments in developing these areas to drive capital to them that would […]
In our defense – Why you need a Managing Broker-Dealer
If you’re a Sponsor selling private placements, are you trying to figure out if you should engage a Managing Broker-Dealer (MBD)? Have you learned about the SEC’s Rule 3a4-1, but when you ask your attorneys what you should do to comply with US securities laws, they give you different answers? At TOBIN, we get it. […]
TOBIN is Embracing AI Now
I am always looking for ways to improve the services and experience that TOBIN provides to our clients. When the revolutionary new technology of AI leaped onto the scene, I knew that it was crucial to join in and discover ways to implement AI within our firm. In this spirit, I recently found myself on […]
The Imperative of Exit Planning
Owners may not like talking about their exit, but by helping them do so, boards can ensure the long-term health of their businesses.
Why Private Company Directors Must Engage with AI
As published in Private Company Director The most transformative force shaping the business landscape today is AI. While AI’s reality and potential are widely discussed, I have found that its practical implications and applications are less well understood. It is supercritical that directors not only comprehend AI conceptually but also engage with it personally. To […]
Tobin & Company: Navigating the 506(b) to 506(c) Exemption Switch for DST and Other Private Placement Offerings
Maximizing Capital Formation in the Current Market At Tobin & Company, we understand the importance of navigating the ever-evolving regulatory landscape within the private placement offering space. When it comes to raising capital, Regulation D’s 506 exemptions offer issuers flexibility. However, with DST and other private placement offerings experiencing extended timelines for full subscription, a […]
Unlocking US Private Capital Markets with TOBIN’s Chaperoning Broker-Dealer Services
Expanding Opportunities for International Broker-Dealers At TOBIN, we understand the growing demand for international investment diversification. Institutional investors are constantly seeking new avenues for growth and higher returns, often looking beyond traditional markets. This presents a unique opportunity for international broker-dealers with qualified issuers seeking capital within the US private capital markets. However, navigating the […]
Liquidity Matters | Ep 6 – A Culture of Compliance
with Zubair Quazi & Justine Tobin
In the sixth episode of Liquidity Matters, Liquid Capital’s own podcast, our host and CEO Zubair Quazi talks to Justine Tobin, the Founder and CEO of her namesake company Tobin & Company Securities LLC, and a well-known and highly regarded executive in the investment banking, securities, and compliance industries. With over 40 years of experience at companies like Goldman Sachs, Bank of America, and Salomon Brothers, among others, she has gained a deep understanding of securities and private asset marketplaces. Join them as they jump head first into a discussion about building a culture for your company/team to grow into, how it can help you grow, and why compliance is so critical in the world of markets, securities, and private assets!
Announcement of TOBIN’s New Updated Website
Tobin & Company Launches New Website for 2024 Tobin & Company Investment Banking Group has launched a brand-new upgraded website for 2024. The new site deploys a variety of features including enhanced graphics and motion to make visits more enjoyable and efficient. It also includes a special focus on high-quality investment banking information, and resources […]
A Heartfelt Message from a Former TOBIN Intern
It is always a delight to receive emails from the young women and men who have been Tobin & Company Intern Analysts through the years. One such email arrived in my mailbox three weeks ago. The message was from a former analyst intern who is now a consultant at one of the “Big Four” consulting […]