Comment on File No. S7-2026-17, Registered Offering Reform
>> Learn more and view other comments on SEC.gov Dear Ms. Countryman: I am writing on behalf of Tobin & Company Securities LLC, an independently owned FINRA-member broker-dealer. TOBIN serves as Managing Broker Dealer for private alternative investment offerings, principally offerings conducted under Rules 506(b) and 506(c) of Regulation D. TOBIN supports the Commission’s proposed […]