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About

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

Services

Tobin & Company specializes is a variety of investment banking services that meet the needs of our growing clientele, adapting as changes in financial regulations occur.

Industries

Beyond our knowledge and experience in investment banking, our clients appreciate that Tobin & Company has broad and deep knowledge of their specific business sectors.

Resources

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

Frequently Asked Questions

Managing Broker-Dealers in Private Placements

Comment on File No. S7-2026-17, Registered Offering Reform

>> Learn more and view other comments on SEC.gov  Dear Ms. Countryman: I am writing on behalf of Tobin & Company Securities LLC, an independently owned FINRA-member broker-dealer. TOBIN serves as Managing Broker Dealer for private alternative investment offerings, principally offerings conducted under Rules 506(b) and 506(c) of Regulation D. TOBIN supports the Commission’s proposed […]

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