Comment on File No. SR-FINRA-2026-004 – Financial Projections and Targeted Returns
FINRA proposed allowing brokers to share financial projections with investors but wrapped it in so many conditions that practically no firm could actually use it. TOBIN called it out: capital markets run on forward-looking analysis, and withholding models from investors isn’t protection, it’s information suppression. She pushed for a workable standard that lets investors see the assumptions behind what they’re being pitched.
How Your Business Gets Sold
You decide you want to sell your business. You’re tired of working and want to ride off into the sunset with your pickleball instructor. So, what’s next? Your first thought might be to hire someone to help you out with that. Great idea – find a professional who can handle it for you. Someone who […]