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About

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

Services

Tobin & Company specializes is a variety of investment banking services that meet the needs of our growing clientele, adapting as changes in financial regulations occur.

Industries

Beyond our knowledge and experience in investment banking, our clients appreciate that Tobin & Company has broad and deep knowledge of their specific business sectors.

Resources

In a world rife with financial opportunity and volatility, Tobin & Company provides a comforting combination of knowledge, experience, confidence.

Frequently Asked Questions

Managing Broker-Dealers in Private Placements

Comment on FINRA Regulatory Notice 25-04: Broad Review to Modernize Rules

A sweeping comment covering six issues at once. TOBIN argued for updating the $100 gift limit, eliminating redundant complaint filings, using AI to standardize advertising interpretations, permitting financial projections for accredited investors, and fixing what she described as enforcement inconsistency that falls harder on women and minority-owned firms.

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